Regulatory Enforcement Actions & Internal Investigations

Conducting interviews to better understand unique aspects of a company’s business
Identifying relevant data for production to interested parties
Presenting complex analysis to regulatory agencies and other vested parties

Slider

Catalyst Economic Consulting assists counsel and corporations in responding to inquiries from regulatory agencies and in conducting internal investigations to identify areas of exposure. 

Catalyst has led board driven internal investigations and interacted with regulatory agencies, including the Securities Exchange Commission, the Commodities Future Trading Commission, the Department of Labor, and various international bodies in regulatory investigations. We help clients better understand complex economic arguments that are central to these types of investigations.

Our Experience

Regulatory Enforcement Actions

Regulatory enforcement actions can lead to dramatic interruptions in business. Catalyst specializes in conducting the investigatory work required by the actions allowing corporations to focus on their business goals. We have led investigations in a variety of matters involving the Securities Exchange Commission, the Department of Labor, the Commodities Future Trading Commission, and various foreign regulatory bodies.

Internal Investigations

Internal investigations typically involve special purpose built board committees. These committees are empowered to examine specific corporate behavior which can expose the corporation to potential litigation. Catalyst specializes in conducting board related investigatory work requiring complex economic analysis. We have led investigations in a variety of matters including insider trading, insurance, and money management.